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Broker-DealerActive

SR Wealth Securities

中富證券有限公司

16
Total licensed
3
Currently active
14
Arrivals tracked
8
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 12

Source firms · arrivals 2003–present

1CIS Securities Asset Management2
2Major Asset Management Limited2
3Aristo Securities Limited1
4China Finance Holdings Limited1
5China Finance KAB1
6China Finance KAB Asset Management1
7Finet Securities1
8RaffAello Securities (HK) Limited1

Where talent goes

Destination firms · departures 2003–present

1CF Securities Limited1
2China International Capital Corporation1
3Dingxin Securities Limited1
4Harvest Global Investments1
5RIME Capital Limited1
6Shacom Futures Limited1
7Sinostar Securities Limited1
8Yuanyin Securities Limited1

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
3
🇨🇳China
1

People

Active SFC licences
Name ↕CE# ↕Joined ↓
YUE Linhong 岳林泓
DealingFuturesAdvisingAsset Mgmt
BXI5872026-02-25
ZHANG Ziqi 張子祺
DealingFuturesAdvisingAsset Mgmt
BXH6592026-02-05
WONG Tsz Wai 黃梓維
DealingFuturesAdvisingAsset Mgmt
BVQ2082024-11-26
CHAN Ting Ting Anffany 陳婷婷
DealingAdvising
BKG2052017-10-09

Top competitors by talent overlap

1China Gather Wealth Financial Company Limited5.32Conrad Investment Services Limited5.23CIS Securities Asset Management5.24Heritvest Wealth Management5.15SBI E2-Capital Securities Limited5.16Riche Bright Securities5.17Ninety One5.08UBS Asset Management5.09Capital Base Securities5.010BNY Mellon Investment Management5.0