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Broker-DealerActive

Toyo Securities

東洋證券亞洲有限公司

33
Total licensed
9
Currently active
9
Arrivals tracked
8
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

1Phillip Capital2
2Phillip Securities2
3Cape Asset Management Limited1
4China Yinsheng International Securities Limited1
5E*TRADE Financial1
6OnePlatform Asset Management Limited1
7Tokai Tokyo Securities1

Where talent goes

Destination firms · departures 2003–present

1Aristo Securities Limited1
2BTIG1
3China Reserve Securities Limited1
4Haitong Securities1
5Sanston Financial Group Limited1
6Shenwan Hongyuan Securities1
7South China Securities Limited1
8Tung Shing Securities1

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
1
🇭🇰Hong Kong
1
🇯🇵Japan
1

People

Active SFC licences
Name ↕CE# ↕Joined ↓
LO Ryan 勞衍晞
DealingAdvising
BMP3052018-03-21
GONG Jingjie 龔靜傑
DealingAdvising
AXX9792011-08-26
NAKAO Masatoshi
DealingAdvising
ACA4892003-04-01

Top competitors by talent overlap

1Daewoo Securities5.42YF Securities Company Limited5.33Promising Securities5.34Lei Shing Hong Securities Limited5.35BaoQiao Partners Securities5.26Hao Tian International Securities5.27First Securities (HK)5.28Ling Securities Limited5.29Oriental Stocks & Shares Investment5.210Carrier Stock Investment Company Limited5.2