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Broker-DealerActive

Waton Securities International Limited

華通證券國際有限公司

49
Total licensed
7
Currently active
34
Arrivals tracked
31
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

1Zhong Xiang Securities2
2Chief Commodities2
3Chief Securities Limited2
4DBS2
5First Shanghai Securities2
6FWD Financial Planning1
7Zhanlin Securities Limited1
8Wings Securities1

Where talent goes

Top 8 of 20

Destination firms · departures 2003–present

1BOC International4
2Telecom King Securities2
3Altallo Asset Management Limited1
4Lippo Group1
5Upbest Securities1
6Southwest Securities1
7Solomon Capital Management1
8Sino Capital Securities1

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
6
🇭🇰Hong Kong
2

People

Active SFC licences
Name ↕CE# ↕Joined ↓
SU Kaotong 苏考彤
DealingAdvisingAsset Mgmt
BWY6682025-10-28
DONG Xianghan 董香寒
DealingAdvisingAsset Mgmt
BUY4152025-08-11
ZHENG Lin 郑琳
DealingAdvisingAsset Mgmt
BWF4992025-07-07
DENG Mengying 鄧梦盈
Dealing
BUS6542024-04-16
LIU Lijia 劉力嘉
DealingAdvisingAsset Mgmt
AZT5702023-12-05
SHEN Hao 沈灝
Asset Mgmt
BEO7882022-12-06
HU Yuan 胡园
DealingAdvisingAsset Mgmt
BSI5222022-04-13
CHU Chun On, Franco 朱峻頞
DealingAdvisingAdv.FuturesAsset Mgmt
ANW4422017-08-29

Top competitors by talent overlap

1Tung Tak Securities4.92Schroders4.93Hang Seng Investment Management4.94Principal Global Investors4.95First Sentier Investors4.86Shenwan Hongyuan4.87Tung Wui Securities Company Limited4.88Wharton Investment Advisors Limited4.89Tung Shun & Company4.710Wilby Securities Limited4.7