SSFC Flows
← All firms
Investment BankActive

Wells Fargo

128
Total licensed
33
Currently active
29
Arrivals tracked
38
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
12
🇨🇳China
4
🇰🇷South Korea
4
🇬🇧United Kingdom
1
🇮🇳India
1
🇯🇵Japan
1

People

Active SFC licences
Name CE# Joined
WONG Man Lai 黃敏麗
DealingAdvising
BXS4282026-04-02
CHAN Chun Yin 陳俊彥
DealingAdvisingCorp Finance
BVK9732024-10-24
GOEL Kalpa
DealingFuturesAdvising
BUS9132024-03-14
OH You Kyoung
DealingAdvisingCorp Finance
BUE0182023-10-18
CHO Hyojin
DealingAdvising
BUF6732023-10-17
LAM Ho Ming 林浩銘
DealingAdvisingCorp Finance
BTZ9772023-08-03
TONG Curtis Siu Hang 湯兆恆
DealingAdvising
BTY5152023-07-20
WAKIMOTO Hiroyuki 脇本博之
DealingFuturesAdvising
AZV0122023-06-26
LIU Andrea Hai En 廖凯恩
DealingAdvisingCorp Finance
BTL3422023-03-15
WAN Maojia 萬茂佳
DealingAdvisingCorp Finance
BSU0482022-08-02
LAU Man Kay 劉文祈
DealingAdvisingCorp Finance
BSU0502022-08-02
SUN Jianfeng 孫劍峰
DealingAdvisingCorp Finance
BSU0512022-08-02
CHEUNG Yuen Ting 張婉婷
DealingAdvisingCorp Finance
BSU0522022-08-02
YAU Zenia Wing Sze 尤詠詩
DealingAdvisingCorp Finance
BSU0542022-08-02
ZHOU Huaisong 周懷松
DealingAdvising
BOQ9312020-09-08
KIM Doyoung
DealingAdvising
BIH6842019-07-24
HUANG Chin Lun 黃敬倫
DealingAdvising
BLO1042017-11-24
SUEN Pik Wang 孫碧泓
DealingAdvising
AVG4062017-03-01
HSIEH Fu Jen 謝輔仁
DealingAdvising
BHX6492016-08-02
OTTERY Gavin John
DealingAdvising
ALS3472015-03-11
LIN Jung Fang 林榕芳
DealingAdvising
BFA7812015-03-09
KWOK Chun Wai Jonathan 郭秦瑋
DealingAdvisingCorp Finance
BEI4522014-11-07
AN Jun Wye 安埈位
DealingAdvising
BDA0232014-03-25
SHEN Xiaoyi 沈曉懿
DealingAdvising
AUJ7062010-12-13