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Investment BankActive

Crosby Securities

高誠證券有限公司

70
Total licensed
17
Currently active
66
Arrivals tracked
50
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

1Guosen Securities18
2Venture Smart Asia10
3China Galaxy Securities5
4Crosby Wealth Management4
5Chinese Strategic Asset Management3
6China Construction Bank International3
7Crosby Asset Management (Hong Kong) Limited2
8Stanhill Group1

Where talent goes

Top 8 of 20

Destination firms · departures 2003–present

1BOC International6
2Grand View Asset Management Limited4
3Crosby Asset Management (Hong Kong) Limited4
4Quam Securities3
5Quam Asset Management3
6KGI Securities3
7Daiwa2
8Dongxing Securities2

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
6
🇨🇳China
2
🇷🇺Russia
1

People

Active SFC licences
Name ↕CE# ↕Joined ↓
CHAN Yiu Nam 陳耀南
Corp Finance
AWN3872025-12-02
WONG King Pan 王琼斌
Corp Finance
AZC2732025-12-02
WONG Wai Yip
DealingAdvising
BRD6162024-09-17
CHEN Yi Ru 陳怡如
DealingAdvisingAsset Mgmt
ALP9792024-03-22
AFONIN Artem
DealingAdvisingAsset Mgmt
BHA2842024-03-22
SHUM Shuk Yee 沈淑怡
DealingAdvising
BEJ5932022-07-06
LEI Baoxi 雷宝溪
DealingAdvisingAsset Mgmt
AQA6782019-08-16
CHOI Chung Lee, Matthew 蔡頌禮
AdvisingAsset Mgmt
AAQ3302018-11-27
IP Wai Cheuk, Raymond 葉偉焯
Advising
AMB3482015-08-25

Top competitors by talent overlap

1Crosby Asset Management (Hong Kong) Limited6.02Morton Securities5.43Chelsea Securities Limited5.34Kay Yue Securities Company Limited5.35Admiralty Harbour Capital Limited5.36Lees Securities5.37K.L. Securities Company5.38Hantec Securities5.39KB Securities5.210Montgomery Securities5.2