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Broker-DealerActive

Finet Securities

財華證券有限公司

58
Total licensed
4
Currently active
52
Arrivals tracked
43
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

1China Cinda Asset Management6
2ASA Securities2
3Stockwell Securities1
4Prudential Brokerage1
5Realink Financial Trade1
6Richland Asset Management (HK) Limited1
7RSI Asset Management Limited1
8Ruisen Port Securities1

Where talent goes

Top 8 of 20

Destination firms · departures 2003–present

1Matrix Securities2
2Merit Asset Management Limited2
3Changjiang Securities2
4China Cinda Asset Management2
5RHB Asset Management1
6Nerico Brothers Limited1
7NNFE International Asset Management Limited1
8Orient Securities Limited1

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
3

People

Active SFC licences
Name ↕CE# ↕Joined ↓
CHAN Chun Kin 陳振健
DealingAdvising
AZC6782025-09-17
TAI Kwok Leung, Alexander 戴國良
DealingAdvisingAsset Mgmt
ABG8812024-01-15
CHAN Chi Yin, Stefanie 陳志賢
Asset Mgmt
AEY3532023-12-07

Top competitors by talent overlap

1Southwest Securities5.62Barclays5.63Standard Chartered Bank5.54FT Securities5.55FIL Investment Management5.56Sino-Rich Securities & Futures Limited5.57Jefferies5.38Fulbright Securities5.39Société Générale5.310JPMorgan Asset Management5.2