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Broker-DealerActive

Head & Shoulders Securities Limited

聯合證券有限公司

106
Total licensed
15
Currently active
62
Arrivals tracked
48
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

1Beta International Securities11
2CIS Securities Asset Management5
3Capital Global Management Limited2
4Tung Tai Securities Company Limited2
5Wintech Securities Limited2
6Caitong International Securities1
7Business Securities Limited1
8Luk Fook1

Where talent goes

Top 8 of 20

Destination firms · departures 2003–present

1KGI Securities3
2China System Securities Limited3
3CMB International2
4Sino Capital Securities2
5Quam Securities2
6KVB Kunlun Securities2
7I Win Securities Limited2
8Fulbright Securities2

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
3

People

Active SFC licences
Name ↕CE# ↕Joined ↓
CHAN Cheuk Ling 陳卓伶
DealingAdvising
BRT1082023-08-02
LEE Shing Hei 李承熹
DealingAdvising
BMU8062018-05-30
TO Yuen Ching 杜宛澄
Dealing
BIW6302017-02-14

Top competitors by talent overlap

1Norman Kong Securities Company Limited5.22Beta International Securities5.23Guojin Securities5.14BlackRock5.15Quam Securities5.06Oshidori Securities Limited5.07Beijing Securities5.08Phoenix Capital Securities4.99KCG Securities Asia4.910Sheng Yuan4.9