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Broker-DealerActive

KGI Securities

凱基財富管理有限公司

4,488
Total licensed
775
Currently active
1,518
Arrivals tracked
865
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
354
🇨🇳China
20
🇹🇼Taiwan
19
🇬🇧United Kingdom
2
🇯🇵Japan
2
🇰🇷South Korea
2
🇮🇪Ireland
1
🇮🇳India
1
🌐MT
1
🇲🇾Malaysia
1
🇸🇬Singapore
1
🇺🇸United States
1

People

Active SFC licences
Name CE# Joined
FUNG In Nei 馮燕妮
DealingAdvising
BWS7612026-03-27
LEE Sai Ying Lisa 李世瑩
Dealing
BVO5942026-02-23
NG Ching Yee 吳靜儀
DealingFutures
BMW7752026-02-05
YIU Chun Yan Jason 姚進昕
Dealing
BVN6802026-02-02
WU Wan Ru 吳宛儒
Dealing
BIQ1102026-01-07
CHAN Chak Hung 陳澤雄
DealingAdvising
BWZ6202026-01-02
LEUNG Vivian 梁慧雲
DealingAdvisingAdv.Futures
ADT5052025-12-15
LEE Ho Bong 李浩邦
DealingFutures
BGZ9402025-12-15
ZHU Mengxi 朱夢溪
Dealing
BXB6582025-12-15
CHOW Ka Hang 周嘉恆
Futures
BIY4852025-12-04
CHAN Hung Ngam, Younker 陳紅岩
DealingFutures
AOV3432025-11-21
ZHOU Zining 周紫凝
Dealing
BXD8002025-11-18
KIM Jooyoung 金柱咏
Dealing
AYU1822025-11-17
LEE Hung Pang 李泓邦
DealingFutures
BXC7272025-11-17
KANG Ho Sang
Dealing
BHF4312025-11-13
HAN Lu 韓露
DealingFutures
BTB9942025-11-12
OU YANG Ying Chih 歐陽穎之
Dealing
BWH1772025-11-10
YIP Lai Ting Chloe 葉麗婷
Dealing
BWW8092025-09-29
YU Chin Ting 游景婷
DealingFutures
BQW3222025-09-26
XU Xinchang 徐新昌
DealingFutures
BWU6462025-09-09
HUANG Chun Chia 黃俊嘉
DealingFutures
BWS0152025-08-15
YANG Xi 楊茜
Dealing
BWO1772025-08-07
LIU Xiaoyi 劉小奕
DealingFutures
BWM1492025-07-09
ZENG Huanshi 曾煥詩
Dealing
BPE8362025-07-08
NI Wei-i 倪瑋怡
Dealing
BFC7472025-06-05
XIE Kaixi 謝凱西
DealingFuturesAdvising
BFO6122025-06-05
CHAN Chor Hon 陳楚翰
DealingFuturesAdvising
BUG2792025-06-05
LIN Ting Pong 連庭邦
Dealing
AOC8602025-05-16
NG Kathy Ka Wai 伍家慧
Dealing
AXS5692025-05-06
LOUIE Sze Ho Eugene 雷思灝
DealingFuturesAdvising
AYA7862025-04-24
CHEN JIALIN 陈佳林
DealingFutures
BWE4062025-04-24
LEUNG Wai Hang 梁煒鏗
Advising
ARA2942025-04-03
KAN Po Yee 簡寶兒
DealingFutures
BWB4692025-03-21
ZHANG Su 張蘇
DealingFuturesAdvising
BDJ8172025-03-18
MA Li 馬力
DealingFutures
BBG5352025-03-07
CHOW Wing Yan, Joseph 周永忻
Asset Mgmt
AQZ6642025-03-05
SUEN Wing Sze Camille 孫穎詩
DealingFutures
BUC6262025-01-23
LUAN Qian 栾倩
DealingFuturesAdvising
BPK5842025-01-13
NG Yan Yan 吳欣欣
DealingFutures
BVT4352024-12-24
WEY Jyh-Jye James 魏志傑
DealingFuturesAdvisingAdv.FuturesAsset Mgmt
BEQ2912024-12-16
XU Tianle 許天樂
DealingFutures
BVP8902024-11-22
LIAO Hao Po 廖皓博
Dealing
BVK1802024-09-23
WANG Jing Yao 王靖堯
Dealing
BVJ9162024-09-10
LI Kam Pui, Tony 李錦培
Dealing
BUQ8212024-08-27
MOK Wesley Siu Kay 莫肇祺
Dealing
BDW6762024-08-14
LIN En-Tzu 林恩慈
Dealing
BRZ2992024-06-21
ZHANG Chen 張琛
Asset Mgmt
AOV3412024-05-22
CHOW Tsui Har 周翠霞
Dealing
AAY8892024-05-14
CHAN Chun Wai 陳振為
DealingFutures
BPF1642024-04-26
LIU Yucheng 劉禹呈
DealingFutures
BUU8432024-04-12