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Broker-DealerActive

Sino Capital Securities

國順證券有限公司

96
Total licensed
2
Currently active
50
Arrivals tracked
72
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

1China Huarong3
2Haitong Securities3
3KGI Securities2
4Karl-Thomson Securities Company Limited2
5Head & Shoulders Securities Limited2
6Haitong International Futures2
7Ban Hin Securities Company Limited1
8Planetree Securities Limited1

Where talent goes

Top 8 of 20

Destination firms · departures 2003–present

1Fortune Securities21
2RHB Securities4
3CITIC Securities3
4Phillip Securities2
5South China Securities Limited2
6Quam Securities2
7M&F Asset Management2
8Arta Global Markets1

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
1

People

Active SFC licences
Name ↕CE# ↕Joined ↓
WONG Siu Man 王筱雯
DealingAdvisingAsset Mgmt
APR8302021-07-19

Top competitors by talent overlap

1South China Securities Limited5.82Chief Securities Limited5.53China Everbright Securities5.44Credit Suisse Securities5.45Shun Loong Securities Company Limited5.36Yunfeng Financial Markets5.37Sinofortune Securities Limited5.38China Securities Holdings Limited5.39Sino Grade Securities Limited5.310Capital Securities5.2