SSFC Flows
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Investment BankActive

SMBC Nikko Securities

日興證券(香港)有限公司

414
Total licensed
236
Currently active
105
Arrivals tracked
61
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇯🇵Japan
108
🇭🇰Hong Kong
24
🇨🇳China
13
🇬🇧United Kingdom
3
🇰🇷South Korea
2
🇺🇸United States
2
🇩🇿Algeria
1
🌐HR
1
🇮🇹Italy
1
🇵🇰Pakistan
1
🌐RS
1
🇸🇬Singapore
1

People

Active SFC licences
Name CE# Joined
HATTORI Hironori
DealingFuturesAdvisingAdv.FuturesCorp Finance
ACP6442026-03-19
KATO Mayumi 加藤真由美
DealingFuturesAdvisingAdv.Futures
AFK7072026-03-19
SAMPSON Machiko
DealingFuturesAdvisingAdv.Futures
AJI3802026-03-19
YUE Ho Tung, Tony 余浩東
DealingAdvisingCorp Finance
ALU7442026-03-19
CARLONE Thomas
DealingAdvising
AMJ3372026-03-19
SEGAL James Marc Lee
DealingFuturesAdvisingAdv.Futures
ANM9942026-03-19
KWEK Li Ern Joy 郭麗恩
DealingAdvisingCorp Finance
ANQ6062026-03-19
MURAMATSU Takaaki
Advising
AOQ6052026-03-19
YAMAGUCHI Atsushi
Advising
AOR3402026-03-19
KIKUCHI Satoru
Advising
APR4942026-03-19
KONDO Ken
DealingAdvising
AUY9172026-03-19
SATO Masahiko
Advising
AVM6422026-03-19
HONG Yancheng 洪研程
DealingFuturesAdvisingAdv.Futures
AVS8862026-03-19
LEE Jooho
DealingAdvising
AWH7952026-03-19
HWANG Jennifer Nicole 黃悅真
DealingAdvising
AXG0882026-03-19
ZHAO Geoffrey Li 趙力
DealingAdvisingCorp Finance
AXP1752026-03-19
WONG Adrian Alexander 王一鳴
DealingFutures
AZO7192026-03-19
KATSURA Ryosuke 桂 竜輔
Advising
BAB7132026-03-19
LAM King Sau 林勁秀
DealingAdvisingCorp Finance
BAI8392026-03-19
HOSAKA Yuya 保坂佑哉
DealingAdvisingCorp Finance
BBD3622026-03-19
LEE Sin Ki 李倩琪
DealingAdvisingCorp Finance
BBE9802026-03-19
MORIMOTO Akira
Advising
BBG4252026-03-19
TSUKAMOTO Kenichi
DealingAdvisingCorp Finance
BBR4462026-03-19
HANAYA Takeru 花屋武
Advising
BBS8462026-03-19
HO Hiu Kwan 何曉筠
DealingAdvising
BDC5392026-03-19
LAM Ka Wun, Gary 林家垣
DealingAdvising
BDH2112026-03-19
FUJII Shunsuke 藤井俊介
DealingFuturesAdvisingAdv.Futures
BDM8512026-03-19
HUANG Chung-yu
DealingAdvising
BDN2662026-03-19
TAZAWA Junichi
Advising
BEL2372026-03-19
MINAGAWA Ryozo
Advising
BFA6652026-03-19
HE Haotian 何昊天
DealingAdvisingCorp Finance
BFN6732026-03-19
CHRISTIE Neill Alexander
DealingAdvising
BFN8572026-03-19
SHIMAMOTO Arisa
DealingFuturesAdvisingAdv.Futures
BGM5602026-03-19
CHAN Ching Han 陳靜嫻
DealingAdvising
BGU4112026-03-19
HAMADA Joyce Michiko 浜田美智子
DealingAdvising
BHP5402026-03-19
MIYAMOTO Go
Advising
BIN8502026-03-19
ARAKI Yushi 荒木裕史
DealingFuturesAdvisingAdv.Futures
BJT5272026-03-19
PENAVIC Stjepan Drzislav
DealingAdvising
BNG8902026-03-19
LAI Chi Ian 黎芷昕
DealingAdvisingCorp Finance
BNO1572026-03-19
MAO Yiyi 毛禕禕
DealingAdvisingCorp Finance
BNY1552026-03-19
SAKURAI Aya
Advising
BNY3952026-03-19
KARANOVIC Vladimir
DealingFuturesAdvisingAdv.Futures
BOB3722026-03-19
HUANG Xinzhe 黃昕哲
DealingAdvisingCorp Finance
BOP1112026-03-19
KOBAYASHI Kaya 周宛嬋
DealingAdvising
BOZ2412026-03-19
WATANABE Hiroharu 渡邊 洋治
Advising
BPK3852026-03-19
ZHOU Hanyi 周涵逸
DealingAdvising
BQE9622026-03-19
CAI Qifang 蔡企放
DealingFutures
BRD7212026-03-19
SONG Rong 宋嵘
DealingAdvisingCorp Finance
BRD8322026-03-19
WONG Tsz Wa 黃梓華
DealingAdvisingCorp Finance
BRV3222026-03-19
ZHAO Pengliang 趙鵬亮
DealingAdvisingCorp Finance
BSP5052026-03-19