SSFC Flows
← All firms
Broker-DealerInactive

South West Capital

西南融資有限公司

South West Capital is a Hong Kong-based securities and corporate finance firm formerly licensed for dealing in securities, dealing in futures contracts, and advising on corporate finance. The firm appears to be currently inactive, with no active licensed persons, suggesting it may have ceased or significantly scaled back operations. Its business model encompassed brokerage, derivatives trading, and corporate advisory services, likely targeting corporate and institutional clients. The firm was likely a mid-market broker-dealer with a focus on transaction execution and capital markets advisory.

21
Total licensed
0
Currently active
19
Arrivals tracked
15
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA6 · Advising on Corporate Finance

People

Active SFC licences

No data available