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Broker-DealerActive

Southwest Securities

西證(香港)期貨有限公司

1,202
Total licensed
12
Currently active
227
Arrivals tracked
406
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

1Phillip Securities8
2Haitong Securities7
3China Everbright Securities7
4Phillip Capital6
5Guosen Securities5
6China Cinda Asset Management5
7Guojin Securities5
8KGI Securities4

Where talent goes

Top 8 of 20

Destination firms · departures 2003–present

1Phillip Securities22
2China Cinda Asset Management19
3China Everbright Securities19
4Haitong Securities18
5Celestial Commodities14
6Emperor Futures Limited11
7RHB Securities10
8Soochow Securities9

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA9 · Asset Management

People

Active SFC licences

No data available

Top competitors by talent overlap

1Barclays5.72Changjiang Securities5.73Finet Securities5.64Standard Chartered Bank5.65Sino-Rich Securities & Futures Limited5.66JPMorgan Asset Management5.57Daiwa5.58Fulbright Securities5.59Hong Kong Asset Management Limited5.510China Securities5.5