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Broker-DealerActive

Charles Schwab

嘉信理財香港有限公司

89
Total licensed
12
Currently active
23
Arrivals tracked
13
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 18

Source firms · arrivals 2003–present

1FIL Investment Management4
2TD Ameritrade2
3E*TRADE Financial2
4Lloyds TSB Pacific1
5Sun International Investment Services Limited1
6Silverhorn Investment Advisors Limited1
7RaffAello Capital1
8Phillip Securities1

Where talent goes

Top 8 of 13

Destination firms · departures 2003–present

1AIA1
2Allianz Global Investors1
3BOC International1
4Broadway Wealth Management Limited1
5BSI Investment Advisors1
6China Securities1
7Citigroup1
8FIL Investment Management1

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
6
🇸🇬Singapore
1

People

Active SFC licences
Name ↕CE# ↕Joined ↓
WEE Junwei
DealingAdvising
BSR0262025-01-02
WONG Miu Wan 黃淼雲
DealingAdvising
BNR8302022-06-27
CHEUNG William Wai Yin 張偉彥
DealingAdvising
BNY4282022-04-28
CHAN Tze Ho 陳梓灝
DealingAdvising
BQN3292021-02-10
LAM Hoi Yan 林藹欣
DealingAdvising
BMD0212019-12-23
NG Jin Ho Simon 吳榐浩
DealingAdvising
BOW8142019-10-02
LAM Cheung Kit, Jacky 林長傑
DealingAdvising
APW8262017-03-31

Top competitors by talent overlap

1Shenwan Hongyuan Securities5.22Lehman Brothers5.13HSBC Securities Brokers5.14JPMorgan5.15First Shanghai Securities5.16Schroders5.17Credit Suisse5.18Morgan Stanley5.09South China Securities Limited5.010Fulbright Securities5.0