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Wells Fargo

Wells Fargo is the Hong Kong presence of one of the largest US bank holding companies, primarily known in Asia for its corporate and institutional banking rather than retail operations. The firm holds licences for securities and futures dealing, investment advisory, corporate finance, and asset management, reflecting its role as a full-service institutional financial intermediary. Its Hong Kong clients are predominantly large corporates, multinational companies, and financial institutions requiring capital markets access, trade finance, and treasury services. Wells Fargo's Asia presence is more limited compared to bulge-bracket peers, with a focus on serving US multinational clients with cross-border needs.

133
Total licensed
33
Currently active
30
Arrivals tracked
39
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
15
🇨🇳China
6
🇰🇷South Korea
4
🇮🇳India
2
🇬🇧United Kingdom
1
🇯🇵Japan
1
🇵🇭Philippines
1
🇸🇬Singapore
1

People

Active SFC licences
Name CE# Joined
LAMY Tony
DealingAdvising
BXY2092026-05-06
WONG Man Lai 黃敏麗
DealingAdvising
BXS4282026-04-02
WANG Xue 王雪
DealingFuturesAdvising
ARM1712026-01-16
CHAN Chun Yin 陳俊彥
DealingAdvisingCorp Finance
BVK9732024-10-24
GOEL Kalpa
DealingFuturesAdvising
BUS9132024-03-14
TON Ken-edouard 孫名寶
DealingAdvising
BUD4332023-11-13
OH You Kyoung
DealingAdvisingCorp Finance
BUE0182023-10-18
CHO Hyojin
DealingAdvising
BUF6732023-10-17
LAM Ho Ming 林浩銘
DealingAdvisingCorp Finance
BTZ9772023-08-03
TONG Curtis Siu Hang 湯兆恆
DealingAdvising
BTY5152023-07-20
WAKIMOTO Hiroyuki 脇本博之
DealingFuturesAdvising
AZV0122023-06-26
LIU Andrea Hai En 廖凯恩
DealingAdvisingCorp Finance
BTL3422023-03-15
JONES Rebecca Dawn 林若欣
DealingAdvisingCorp Finance
BTC6572022-10-26
KOH Lee Shin 高立迅
DealingAdvisingCorp Finance
AXP3742022-08-16
WAN Maojia 萬茂佳
DealingAdvisingCorp Finance
BSU0482022-08-02
LAU Man Kay 劉文祈
DealingAdvisingCorp Finance
BSU0502022-08-02
SUN Jianfeng 孫劍峰
DealingAdvisingCorp Finance
BSU0512022-08-02
CHEUNG Yuen Ting 張婉婷
DealingAdvisingCorp Finance
BSU0522022-08-02
YAU Zenia Wing Sze 尤詠詩
DealingAdvisingCorp Finance
BSU0542022-08-02
ZAMORA Aezel Ann Beltran
DealingFuturesAdvisingAsset Mgmt
BRR0792021-09-14
QU Wenchan 曲文禪
DealingFuturesAdvisingAsset Mgmt
BNC0992021-07-27
ZHOU Huaisong 周懷松
DealingAdvising
BOQ9312020-09-08
KIM Doyoung
DealingAdvising
BIH6842019-07-24
HUANG Chin Lun 黃敬倫
DealingAdvising
BLO1042017-11-24
SUEN Pik Wang 孫碧泓
DealingAdvising
AVG4062017-03-01
HSIEH Fu Jen 謝輔仁
DealingAdvising
BHX6492016-08-02
OTTERY Gavin John
DealingAdvising
ALS3472015-03-11
LIN Jung Fang 林榕芳
DealingAdvising
BFA7812015-03-09
AGGARWAL Mayurh
DealingFuturesAdvisingAsset Mgmt
APM1352015-02-03
KWOK Chun Wai Jonathan 郭秦瑋
DealingAdvisingCorp Finance
BEI4522014-11-07
WAN Man Yi, Mandy 尹敏兒
DealingFuturesAdvisingAsset Mgmt
BBQ5022014-04-29
AN Jun Wye 安埈位
DealingAdvising
BDA0232014-03-25
SHEN Xiaoyi 沈曉懿
DealingAdvising
AUJ7062010-12-13

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.