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Broker-DealerActive

Sino-Rich Securities & Futures Limited

中順證券期貨有限公司

125
Total licensed
23
Currently active
98
Arrivals tracked
61
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
16
🇨🇳China
4
🇮🇩Indonesia
1

People

Active SFC licences
Name CE# Joined
KO Chi Sum 高智深
Dealing
BXC7042025-12-10
WANG Bo 王波
DealingAdvisingAsset Mgmt
AMN8892025-06-25
QIU JINGJING 邱静静
DealingFuturesAsset Mgmt
BUB0322025-06-23
WENG Liyang 翁里阳
DealingAdvisingAsset Mgmt
AYF0942025-06-16
LUO Jiaming 羅家鳴
DealingFutures
BWC6552025-05-30
ZHENG Jingyue 鄭京粤
DealingAdvisingAsset Mgmt
BWB0042025-04-16
SO Kin Fan 蘇健勳
DealingFuturesAdvisingAsset Mgmt
AFA3882025-02-18
NG Chi Hang 吳志恆
DealingFuturesAdvisingAdv.FuturesAsset Mgmt
BVI3222024-09-09
LEUNG Yiu Hong 梁耀康
DealingAdvisingAsset Mgmt
ANR6512024-05-23
WONG Martin Leland 黃崇真
DealingAdvisingAsset Mgmt
BOZ6782023-11-01
TAI Ka Chun 戴家俊
DealingAdvisingAsset Mgmt
BPY6172023-10-20
NG Kwok To, Henry 吳國滔
DealingFuturesAdvisingAdv.FuturesAsset Mgmt
BNH6132023-10-03
CHAN Leong Hong 陳亮匡
Dealing
BSZ2672023-05-31
HUNG Lok Ming, Gary 熊洛銘
AdvisingAdv.FuturesAsset Mgmt
ADY2882021-01-04
CHENG Wa Kun 鄭華根
Dealing
AAG4732019-11-12
YUEN Tsung King, Charles 袁崇敬
DealingFuturesAdvisingAdv.FuturesAsset Mgmt
AQD1582019-02-18
HON Yam Ip 康欽燁
DealingAdvisingAsset Mgmt
AOQ5552017-08-24
YU Yi Yuan Bobo 余亦媛
Dealing
BCK7772016-02-29
CHEUNG Ka Keung, Andy 張家強
DealingFutures
ABS4772013-12-16
BUDIHARDJO Wilhelm Soeharsono 沈振偉
DealingFuturesAdvisingAdv.FuturesAsset Mgmt
ACJ2512011-08-22
TSUN Tracy Chui Shan 秦翠珊
Dealing
AXV5792011-08-19